■ 특허법 시행규칙 [별지 제41호서식] <개정 2022. 7. 1.>

PCT 용도

PCT

REQUEST

The undersigned requests that the present

international application be processed

according to the Patent Cooperation Treaty.

For receiving Office use only

International Application No.

International Filing Date

Name of receiving Office and “PCT International Application”

Applicant’'s or agent’'s file reference

(if desired) (25 characters maximum)

Box No. I	TITLE OF INVENTION

Box No. II	APPLICANT                 This person is also inventor

Name and address : (Family name followed by given name; for a legal entity, full official designation. The address must include postal code and name of country. The country of the address indicated in this Box is the applicant’'s State (that is, country) of residence if no State of residence is indicated below.)

E-mail address*

Telephone No.

Facsimile No.

Applicant’s registration No. with the Office

* E-mail authorization: Indicating an e-mail address above authorizes the receiving Office, the International Searching Authority and the International Bureau, if they provide such a service, to send notifications exclusively by e-mail to that address, unless the following box is marked:

notifications are requested to be sent exclusively by postal mail.

State (that is, country) of nationality:

State (that is, country) of residence:

This person is applicant for the purposes of:		all designated States		the States indicated in the Supplemental Box

Box No. III	FURTHER APPLICANT(S) AND/OR (FURTHER) INVENTOR(S)

Further applicants and/or (further) inventors are indicated on a continuation sheet.

Box No. IV	AGENT OR COMMON REPRESENTATIVE; OR ADDRESS FOR CORRESPONDENCE

The person identified below is hereby/has been appointed to act on behalf of the applicant(s) before the competent International Authorities as:		agent		common representative

Name and address : (Family name followed by given name; for a legal entity, full official designation. The address must include postal code and name of country.)

E-mail address*

Telephone No.

Facsimile No

Agent’s registration No. with the Office

* E-mail authorization: Indicating an e-mail address above authorizes the receiving Office, the International Searching Authority and the International Bureau, if they provide such a service, to send notifications exclusively by e-mail to that address, unless the following box is marked:

notifications are requested to be sent exclusively by postal mail.

	Address for correspondence : Mark this check-box where no agent or common representative is/has been appointed and the space above is used instead to indicate a special address to which correspondence should be sent.

Form PCT/RO/101 (first sheet) (July 2017)                           See Notes to the request form

210㎜×297㎜[백상지 80g/㎡]

Sheet No. . . . . . . .

Box No. III	FURTHER APPLICANT(S) AND/OR (FURTHER) INVENTOR(S)

If none of the following sub-boxes is used, this sheet should not be included in the request.

Name and address : (Family name followed by given name; for a legal entity, full official designation.

The address must include postal code and name of country. The country of the address indicated in this

Box is the applicant's State (that is, country) of residence if no State of residence is indicated below.)

This person is :

applicant only

applicant and inventor

inventor only (If this check-box
is marked, do not fill in below.)

Agent’s registration No. with the Office

State (that is, country) of nationality:

State (that is, country) of residence:

This person is applicant for the purposes of:		all designated States		the States indicated in the Supplemental Box

Name and address :(Family name followed by given name; for a legal entity, full official designation.

The address must include postal code and name of country. The country of the address indicated in this

Box is the applicant's State (that is, country) of residence if no State of residence is indicated below.)

This person is :

applicant only

applicant and inventor

inventor only (If this check-box
is marked, do not fill in below.)

Applicant’s registration No. with the Office

State (that is, country) of nationality:

State (that is, country) of residence:

This person is applicant for the purposes of:		all designated States		the States indicated in the Supplemental Box

Name and address :(Family name followed by given name; for a legal entity, full official designation.

The address must include postal code and name of country. The country of the address indicated in this

Box is the applicant's State (that is, country) of residence if no State of residence is indicated below.)

This person is :

applicant only

applicant and inventor

inventor only (If this check-box
is marked, do not fill in below.)

Agent’s registration No. with the Office

State (that is, country) of nationality:

State (that is, country) of residence:

This person is applicant for the purposes of:		all designated States		the States indicated in the Supplemental Box

Name and address :(Family name followed by given name; for a legal entity, full official designation.

The address must include postal code and name of country. The country of the address indicated in this

Box is the applicant’s State (that is, country) of residence if no State of residence is indicated below.)

This person is :

applicant only

applicant and inventor

inventor only (If this check-box
is marked, do not fill in below.)

Agent’s registration No. with the Office

State (that is, country) of nationality:

State (that is, country) of residence:

This person is applicant for the purposes of:		all designated States		the States indicated in the Supplemental Box

Further applicants and/or (further) inventors are indicated on another continuation sheet.

Form PCT/RO/101 (continuation sheet)(July 2017)                  See Notes to the request form

Sheet No. . . . . . . .
Supplemental Box If the Supplemental Box is not used, this sheet should not be included in the request.
1. If, in any of the Boxes, except Boxes Nos. VIII(i) to (v) for which a special continuation box is provided, the space is insufficient to furnish all the information: in such case, write “Continuation of Box No....” (indicate the number of the Box) and furnish the information in the same manner as required according to the captions of the Box in which the space was insufficient, in particular: (i) if more than one person is to be indicated as applicant and/ or inventor and no “continuation sheet” is available: in such case, write “Continuation of Box No. III” and indicate for each additional person the same type of information as required in Box No. III. The country of the address indicated in this Box is the applicant’'s State (that is, country) of residence if no State of residence is indicated below; (ii) if, in Box No. II or in any of the sub-boxes of Box No. III, the indication “the States indicated in the Supplemental Box” is checked: in such case, write “Continuation of Box No. II” or “Continuation of Box No. III” or “Continuation of Boxes No. II and No. III” (as the case may be), indicate the name of the applicant(s) involved and, next to (each) such name, the State(s) (and/or, where applicable, ARIPO, Eurasian, European or OAPI patent) for the purposes of which the named person is applicant; (iii) if, in Box No. II or in any of the sub-boxes of Box No. III, the inventor or the inventor/applicant is not inventor for the purposes of all designated States : in such case, write “Continuation of Box No. II” or “Continuation of Box No. III” or “Continuation of Boxes No. II and No. III” (as the case may be), indicate the name of the inventor(s) and, next to (each) such name, the State(s) (and/or, where applicable, ARIPO, Eurasian, European or OAPI patent) for the purposes of which the named person is inventor; (iv) if, in addition to the agent(s) indicated in Box No. IV, there are further agents : in such case, write “Continuation of Box No. IV” and indicate for each further agent the same type of information as required in Box No. IV; (v) if, in Box No. VI, there are more than three earlier applications whose priority is claimed: in such case, write “Continuation of Box No. VI” and indicate for each additional earlier application the same type of information as required in Box No. VI. (v) if, in Box No. VI, there are more than three earlier applications whose priority is claimed : in such case, write “Continuation of Box No. VI” and indicate for each additional earlier application the same type of information as required in Box No. VI. 2. If the applicant intends to make an indication of the wish that the international application be treated, in certain designated States, as an application for a patent of addition, certificate of addition, inventor’'s certificate of addition or utility certificate of addition: in such case, write the name or two-letter code of each designated State concerned and the indication “patent of addition,” “certificate of addition,” “inventor’s certificate of addition” or “utility certificate of addition,” the number of the parent application or parent patent or other parent grant and the date of grant of the parent patent or other parent grant or the date of filing of the parent application (Rules 4.11(a)(i) and 49bis.1(a) or (b)). 3. If the applicant intends to make an indication of the wish that the international application be treated, in the United States of America, as a continuation or continuation-in-part of an earlier application: in such case, write “United States of America” or “US” and the indication “continuation” or “continuation-in-part” and the number and the filing date of the parent application (Rules 4.11(a)(ii) and 49bis.1(d)).
Form PCT/RO/101 (supplemental sheet)(July 2017) See Notes to the request form

Sheet No. . . . . . . .
Box No. V DESIGNATIONS
The filing of this request constitutes under Rule 4.9(a) the designation of all Contracting States bound by the PCT on the international filing date, for the grant of every kind of protection available and, where applicable, for the grant of both regional and national patents. However, DE Germany is not designated for any kind of national protection JP Japan is not designated for any kind of national protection KR Republic of Korea is not designated for any kind of national protection (The check-boxes above may only be used to exclude (irrevocably) the designations concerned if, at the time of filing or subsequently under Rule 26bis.1, the international application contains in Box No. VI a priority claim to an earlier national application filed in the particular State concerned, in order to avoid the ceasing of the effect, under the national law, of this earlier national application.)
Box No. VI PRIORITY CLAIM
The priority of the following earlier application(s) is hereby claimed :
Filing date of earlier application (day/month/year)	Number of earlier application	Where earlier application is :
		national application: country or Member of WTO	regional application: regional Office	international application: receiving Office
item (1)
item (2)
item (3)
Further priority claims are indicated in the Supplemental Box.
Furnishing the priority document(s): The receiving Office is requested to prepare and transmit to the International Bureau a certified copy of the earlier application(s) (if the earlier application(s) was filed with the receiving Office which, for the purposes of this international application, is the receiving Office) identified above as:* all items item (1) item (2) item (3) other, see Supplemental Box The International Bureau is requested to obtain from a digital library a certified copy of the earlier application(s) identified above, using, where applicable, the access code(s) indicated below (if the earlier application(s) is available to it from a digital library): item (1) item (2) item (3) other, see Supplemental Box access code _____________ access code _____________ access code ______________
Restore the right of priority : the receiving Office is requested to restore the right of priority for the earlier application(s) identified above or in the Supplemental Box as item(s) (_________________________________). (See also the Notes to Box No. VI; further information must be provided to support a request to restore the right of priority.)
Incorporation by reference : where an element of the international application referred to in Article 11(1)(iii)(d) or (e) or a part of the description, claims or drawings referred to in Rule 20.5(a), or an element or part of the description, claims or drawings referred to in Rule 20.5bis(a) is not otherwise contained in this international application but is completely contained in an earlier application whose priority is claimed on the date on which one or more elements referred to in Article 11(1)(iii) were first received by the receiving Office, that element or part is, subject to confirmation under Rule 20.6, incorporated by reference in this international application for the purposes of Rule 20.6.
Box No. VII INTERNATIONAL SEARCHING AUTHORITY
Choice of International Searching Authority (ISA) (if more than one International Searching Authority is competent to carry out the international search, indicate the Authority chosen; the two-letter code may be used): ISA /__________________________________________________________________________________________________________________________________
Form PCT/RO/101 (second sheet)(July 2017) See Notes to the request form

Sheet No. . . . . . . .

Continuation of Box No. VII	USE OF RESULTS OF EARLIER SEARCH, REFERENCE TO THAT SEARCH

Request by the applicant under Rule 4.12

1.1   The ISA indicated in Box No. VII is requested to take into account the results of the earlier search(es) indicated below (see also Notes to Continuation of Box VII, item 1; use of results of more than one earlier searches).

Filing date (day/month/year)                    Application Number                    Country (or regional Office)

Statement (Rule 4.12(ii)): this international application is the same, or substantially the same, as the application in respect of which the earlier search was carried out except, where applicable, that it is filed in a different language.

1.2 Submission of the earlier search results, where necessary*

Availability of documents (Rules 12bis.1(c) and (d) and 12bis.2(b)) : the following documents are available to the ISA in a form and manner acceptable to it and therefore DO NOT need to be submitted by the applicant to the receiving Office, or the ISA:

□  a copy of the results of the earlier search,

□  a copy of the earlier application,

□  a translation of the earlier application into a language which is accepted by the ISA,

□  a translation of the results of the earlier search into a language which is accepted by the ISA,

□  a copy of any document cited in the results of the earlier search. (If known, please indicate below the documents available to the ISA):

Request from the applicant to the receiving Office to transmit to the ISA a copy of the earlier search results (Rule 12bis.1(b) and (d)) : (where the earlier search was not carried out by the ISA indicated in Box No. VII but by the same Office as that which is acting as receiving Office; or where the earlier search results are otherwise available to the receiving Office ): the applicant requests the receiving Office to prepare and transmit to the ISA a copy of the earlier search results.

* The applicant only needs to furnish a copy of the earlier search results to the receiving Office, or the ISA, if none of the scenarios mentioned under item 1 applies. (See item 10 in the check-list and also Notes to Continuation of Box VII, item 1).

Further earlier searches are indicated on a continuation sheet.

2. Transmission of the earlier search and classification results to the ISA by receiving Office where the applicant DID NOT make a request under Rule 4.12

2.1 Where the international application claims priority of an earlier application, subject to Article 30(2)(a) and (3)), the receiving Office:

- shall transmit a copy of the earlier search and classification results to the ISA(unless such copy is already available to the ISA), where the earlier application was filed with the same Office as that which is acting as the receiving Office and that Office has carried out the earlier search in respect of the earlier application (Rule 23 bis.2(a));

- may transmit such a copy if the earlier application was filed with a different Office, but where the results of that earlier search and classification are nevertheless available to the receiving Office (Rule 23 bis.2(c)).

However, where the applicant did not request the receiving Office to transmit to the ISA a copy of the earlier search results under Rule 4.12(see above item 1), in respect of an earlier search carried out on the following earlier application, the priority of which is subsequently claimed in this international application, the applicant may consider (see also Notes to Continuation of Box No. VII, item 2); use of more that one earlier search):

Filing date (day/month/year)                    Application Number                    Country (or regional Office)

2.2 Request not to transmit the earlier search results by the receiving Office to the ISA(Rule 23 bis.2(b))

to request that the receiving Office DOES NOT transmit the results of the earlier search to the ISA (Rule 23bis.2(b))(may only be checked where the international application if filed with the following receiving Office : DE, FI and SE)

2.3 Authorization to transmit the earlier search and classification results by the receiving Office to the ISA(Rule 23bis.2(a)and (e))

to authorize the receiving Office to transmit the results of the earlier search and classification to the ISA(Rule 23bis.2(e))(may only be checked where the international application is filed with the following receiving Offices : AU, CZ, FI, HU, IL, JP, NO, SE, SG and US)

to authorize the receiving Office to transmit the results of the earlier international search and classification to the ISA(Rule 23bis.2(a) and Article 30(2)(a) and (3))(may only be checked where the earlier search concerns an international application, the priority of which is subsequently claimed in this international application and where the earlier international search was carried out by a different ISA than the ISA chosen in Box No. VII)

Further earlier searches are indicated on a continuation sheet.

Box No. VIII	DECLARATIONS

The following declarations are contained in Boxes Nos. VIII (i) to (v) (mark the applicable check-boxes below and indicate in the right column the number of each type of declaration):	Number of declarations

	Box No. VIII (i)	Declaration as to the identity of the inventor :
	Box No. VIII (ii)	Declaration as to the applicant’s entitlement, as at the international filing date, to apply for and be granted a patent :
	Box No. VIII (iii)	Declaration as to the applicant’s entitlement, as at the international filing date, to claim the priority of the earlier application :
	Box No. VIII (iv)	Declaration of inventorship (only for the purposes of the designation of the United States of America) :
	Box No. VIII (v)	Declaration as to non-prejudicial disclosures or exceptions to lack of novelty :

Form PCT/RO/101 (second sheet)(July 2017)                     See Notes to the request form

Sheet No. . . . . . . .

Box No. VIII (i)	DECLARATION:  IDENTITY OF THE INVENTOR

The declaration must conform to the standardized wording provided for in Section 211;  see Notes to Boxes Nos. VIII, VIII (i) to (v) (in general)and the specific Notes to Box No.VIII (i).  If this Box is not used, this sheet should not be included in the request.

Declaration as to the identity of the inventor (Rules 4.17(i) and 51bis.1(a)(i)):

This declaration is continued on the following sheet, “Continuation of Box No. VIII (i)”.

Form PCT/RO/101 (declaration sheet (i)) (July 2017)              See Notes to the request form

Sheet No. . . . . . . .

Box No. VIII (ii)	DECLARATION: ENTITLEMENT TO APPLY FOR AND BE GRANTED A PATENT

The declaration must conform to the standardized wording provided for in Section 212; see Notes to Boxes Nos. VIII, VIII (i) to (v) (in general) and the specific Notes to Box No.VIII (ii). If this Box is not used, this sheet should not be included in the request.

Declaration as to the applicant’'s entitlement, as at the international filing date, to apply for and be granted a patent (Rules 4.17(ii)

and 51bis.1(a)(ii)), in a case where the declaration under Rule 4.17(iv) is not appropriate:

This declaration is continued on the following sheet, “Continuation of Box No. VIII (ii)”.

Form PCT/RO/101 (declaration sheet (ii)) (July 2017)           See Notes to the request form

Sheet No. . . . . . . .

Box No. VIII (ii)	DECLARATION: ENTITLEMENT TO APPLY FOR AND BE GRANTED A PATENT

The declaration must conform to the standardized wording provided for in Section 212; see Notes to Boxes Nos. VIII, VIII (i) to (v) (in general) and the specific Notes to Box No.VIII (ii). If this Box is not used, this sheet should not be included in the request.

Declaration as to the applicant’'s entitlement, as at the international filing date, to apply for and be granted a patent (Rules 4.17(ii)

and 51bis.1(a)(ii)), in a case where the declaration under Rule 4.17(iv) is not appropriate:

This declaration is continued on the following sheet, “Continuation of Box No. VIII (ii)”.

Form PCT/RO/101 (declaration sheet (ii)) (July 2017)            See Notes to the request form

Sheet No. . . . . . . .

Box No. VIII (iv) DECLARATION : INVENTORSHIP (only for the purposes of the designation of the United States of America)

The declaration must conform to the following standardized wording provided for in Section 214; see Notes to Boxes Nos. VIII, VIII (i) to (v)

(in general) and the specific Notes to Box No.VIII (iv). If this Box is not used, this sheet should not be included in the request.

Declaration of inventorship (Rules 4.17(iv) and 51bis.1(a)(iv))

for the purposes of the designation of the United States of America:

I hereby declare that I believe I am the original inventorl(if only one inventor is listed below) or an original joint inventor(if more than one inventor

is listed below) of a claimed invention in the application for which this declaration is being submitted.

This declaration is directed to the international application of which it forms a part (if filing declaration with application).

This declaration is directed to international application No. PCT/ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (if furnishing declaration pursuant

to Rule 26ter).

I hereby declare that the above identified international application was made or authorized to be made by me.

I hereby declare that my residence and mailing address are as stated next to my name.

I hereby acknowledge that any willful false statement made in this declaration is punishable under section 1001 of Title 18 of the United States Code by fine or imprisonment of not more than five (5) years, or both.

Name : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Residence : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(city and either US state, if applicable, or country)

Mailing Address : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Inventor’'s Signature: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Date : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(The signature must be that of the inventor, not that of the agent)

Name : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Residence : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(city and either US state, if applicable, or country)

Mailing Address : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Inventor’'s Signature: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Date : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(The signature must be that of the inventor, not that of the agent)

Name : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Residence : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(city and either US state, if applicable, or country)

Mailing Address : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Inventor’'s Signature: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Date : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(The signature must be that of the inventor, not that of the agent)

This declaration is continued on the following sheet, “Continuation of Box No. VIII (iv)”.

Form PCT/RO/101 (declaration sheet (iv)) (July 2017)              See Notes to the request form

Sheet No. . . . . . . .

Box No. VIII (v) DECLARATION: NON-PREJUDICIAL DISCLOSURES OR EXCEPTIONS TO LACK OF NOVELTY

The declaration must conform to the standardized wording provided for in Section 215; see Notes to Boxes Nos. VIII, VIII (i) to (v) (in general) and the specific Notes to Box No.VIII (v). If this Box is not used, this sheet should not be included in the request.

Declaration as to non-prejudicial disclosures or exceptions to lack of novelty (Rules 4.17(v) and 51bis.1(a)(v)) :

This declaration is continued on the following sheet, “Continuation of Box No. VIII (i)”.

Form PCT/RO/101 (declaration sheet (v))(July 2017)           See Notes to the request form

Sheet No. . . . . . . .

Continuation of Box No. VIII (i) to (v) DECLARATION

If the space is insufficient in any of Boxes Nos. VIII (i) to (v) to furnish all the information, including in the case where more than two inventors

are to be named in Box No. VIII (iv), in such case, write “Continuation of Box No. VIII ...” (indicate the item number of the Box) and furnish

the information in the same manner as required for the purposes of the Box in which the space was insufficient. If additional space is needed

in respect of two or more declarations, a separate continuation box must be used for each such declaration. If this Box is not used, this sheet

should not be included in the request.

Form PCT/RO/101 (continuation sheet for declaration) (July 2017)     See Notes to the request form

Sheet No. . . . . . . .
Box No. IX CHECK LIST for PAPER filings–this sheet is only to be used when filing an international application on PAPER
This international application Number contains the following: of sheets (a) request form PCT/RO/101 (including any declarations and supplemental sheets) : (b) description : (c) claims : (d) abstract : (e) drawings (if any) : Total number of sheets : (f) sequence listing part of the description as a WIPO Standard ST.26 XML file (indicate type and number of physical data carrier(s)):		This international application is accompanied by the Number following item(s) (mark the applicable check-boxes below of items and indicate in right column the number of each item): 1. □ fee calculation sheet : 2. □ original separate power of attorney : 3. □ original general power of attorney : 4. □ copy of general power of attorney; reference number: : 5. □ priority document(s) identified in Box No. VI as item(s) : 6. □ Translation of international application into (language): : 7. □ separate indications concerning deposited microorganism or other biological material : 8. □ copy of results of earlier search(es) (Rule 12bis.1(a)) : 9. □ other (specify): :
Figure of the drawings which should accompany the abstract:		Language of filing of the international application:
Box No. X SIGNATURE OF APPLICANT, AGENT OR COMMON REPRESENTATIVE Next to each signature, indicate the name of the person signing and the capacity in which the person signs (if such capacity is not obvious from reading the request).
	For receiving Office use only
1. Date of actual receipt of the purported international application:					2. Drawings: received: not received:
3. Corrected date of actual receipt due to later but timely received papers or drawings completing the purported international application:
4. Date of timely receipt of the required corrections under PCT Article 11(2):
5. International Searching Authority (if two or more are competent): ISA /			6. Transmittal of search copy delayed until search fee is paid
	For International Bureau use only
Date of receipt of the record copy by the International Bureau:
Form PCT/RO/101 (last sheet - paper) (July 2017) See Notes to the request form

This sheet is not part of and does not count as a sheet of the international application.

PCT

FEE CALCULATION SHEET

Annex to the Request

For receiving Office use only

International Application No.

Date stamp of the receiving Office

ㆍ

Applicant’s or agent’s

file reference

`

Applicant

CALCULATION OF PRESCRIBED FEES

(Applicants may be entitled to a reduction of certain fees as indicated in the PCT Fee Tables

(http://www.wipo.int/pct/en/fees.pdf))

1.  TRANSMITTAL FEE  . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

T

2.  SEARCH FEE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

S

International search to be carried out by_________________________

3.  INTERNATIONAL FILING FEE

Enter total number of sheets indicated in Box No IX: ____________________

Fixed amount for the first 30 sheets  . . . .. . .

i1

i1

__________________  x  ___________________ =

i2

i2

number of sheets

in excess of 30

fee per sheet

Add amounts entered at i1 and i2 and enter total at I  . . . . . . . . .

I

(Applicants from certain States are entitled to a reduction of 90% of the
international filing fee(see http://www.wipo.int/pct/en/fees/fee_reduction.pdf).

Where the applicant is (or all applicants are) so entitled, the total to be

entered at I is 10% of the international filing fee.)

4. FEE FOR PRIORITY DOCUMENT (if applicable)  . . . . . . . . . . .

P

5. FEE FOR RESTORATION OF THE RIGHT OF PRIORITY (if applicable)

RP

6. FEE FOR EARLIER SEARCH DOCUMENTS (if applicable)  . .  . . . .

ES

7. TOTAL FEES PAYABLE  . . . . . . . . . . . . . . . .

TOTAL

Add amounts entered at T, S, I, P, RP and ES,
and enter total in the TOTAL box

MODE OF PAYMENT (Not all modes of payment may be available at all receiving Offices)

	authorization to charge current account (see below)		postal money order		credit card (details should not be included on this sheet)		cash
	check		bank transfer		revenue stamps		other (specify):

AUTHORIZATION TO CHARGE (OR CREDIT) CURRENT ACCOUNT

(This mode of payment may not be available at all receiving Offices)

Authorization to charge the total fees indicated above.

(This check-box may be marked only if the conditions for current accounts
of the receiving Office so permit) Authorization to charge any deficiency
or credit any overpayment in the total fees indicated above.

Authorization to charge the fee for priority document.

Receiving Office: RO/ _________________________

Current Account No.: _________________________

Date :  _______________________________________

Name : _______________________________________

Signature : ____________________________________

Form PCT/RO/101 (Annex) (July 2017)                          See Notes to the request form

※ 기재요령

1. 일반적 사항

가. 용지의 규격은 가로 210㎜ × 세로 297㎜ 크기(A4용지)의 매끄러운 백색용지로서 가소성, 견고성, 무광택 및 내구성을 갖추며, 세로로 하여 한쪽면 만을 사용합니다.

나. 용지는 구김, 접힘 또는 찢어진 곳이 있어서는 안 됩니다.

다. 출원서는 타자, 인쇄 또는 컴퓨터로 출력된 것으로 사진, 전자적 방법, 사진옵셋 및 마이크로필름에 의하여 직접 복사할 수 있도록 작성합니다.

라. 계량단위는 SI(mㆍkgㆍs) 단위로 표시합니다[온도의 경우에는 켈빈(K) 또는 섭씨온도(℃) 중 어느 하나로 표시 할 수 있습니다]

마. 용어 및 기호는 해당 기술분야에서 보편적으로 통용되는 것을 사용하되, 국제출원서류의 전체 내용에서 일관되게 사용합니다.

바. 출원서의 모든 용지에는 아라비아숫자로 1부터 시작하는 일련번호를 용지(여백부분 제외)의 상단 또는 하단 중앙에 표시합니다.

사. 출원서는 쉽게 분리하고 다시 철할 수 있도록 철합니다.

아. 출원서에는 「특허법」, 같은 법 시행령 및 같은 법 시행규칙에 따른 사항 외의 어떠한 사항도 적어서는 안  됩니다.

자. 출원서를 타자로 작성하는 경우에는, 줄의 간격은 1.5 문자의 폭으로 하고, 글자의 크기는 세로 2.1㎜ 이상으로 하되, 지워지지 않는 검은색을 사용합니다.

차. 출원서를 컴퓨터로 작성하는 경우에는 다음에 따라 작성합니다.

1) 출원서의 편집 및 내용은 「특허법 시행규칙」 별지 제41호서식의 형식과 일치하며, 대응하는 페이지에 동일정보와 실질적으로 같은 크기의 난을 둡니다.

2) 모든 난은 실선으로 그려야 합니다.

3) 수리관청 및 국제사무국이 사용하는 난은 인쇄서식과 같은 크기로 작성합니다.

2. 각 난의 기재요령

가. “Applicant’s or agent’s file reference”란은 문자, 숫자 또는 문자와 숫자의 조합으로 된 서류 참조기호를 출원인이 임의로 정하여, 최대 25자 범위로 적을 수 있습니다.

나. “Box No.Ⅰ TITLE OF INVENTION”란에는 발명의 명칭을 짧고 명확하게 적되, 명세서의 발명의 명칭과 같아야 합니다.

다. “Box No.Ⅱ APPLICANT”란은 다음 요령에 따라 출원인을 적습니다.

1) “Name and Address”란에는, 성명(또는 명칭) 및 주소를 적되, 성명(또는 명칭)은 자연인의 경우에는 성, 이름의 순서로 적고, 법인의 경우에는 완전한 공식명칭을 적으며, 주소는 즉시 우편송달이 가능한 완전한 주소를 한 가지만 적되, 국명 및 우편번호도 적습니다.

2) 이 난에 적은 출원인이 동시에 발명자이기도 한 경우에는 “This person is also inventor”의 □ 안에 X표시합니다.

3) "E-mail address"란에는 이메일 주소를 하나만 적어야 합니다. 신속하고 안전하게 통지서를 수령하기 위해서 이메일 주소를 적는 것이 강력하게 권장됩니다. 이메일 주소를 적은 경우 그러한 서비스를 제공하는 수리관청, 국제조사기관 또는 국제사무국은 통지서를 해당 이메일 주소로 송부하며, 해당 관청이 추가적으로 서면 통지서를 보내려는 경우 외에는 서면 통지서가 우편발송되지 않습니다. 모든 관청이 이메일 통지서를 보내는 것은 아닙니다(PCT Applicant’s Guide Annex B 참조). 이메일 주소가 제공되지 않은 경우, 출원인이 통지서를 우편으로만 받겠다고 표시한 경우 또는 수리관청이나 국제조사기관이 이메일 통지서 송부를 하지 않는 경우에 통지서는 우편으로만 송부됩니다. 이메일 주소를 최신으로 유지하고 이메일이 수신될 수 있도록 하는 것은 수신인의 책임이며, 출원서에 적은 이메일 주소의 변경 사항은 규칙 92의2에 따라 가급적 국제 사무국에 직접 기록변경 신청을 해야 합니다. 출원인, 대리인 또는 대표자가 모두 이메일 송부 동의를 한 경우 이메일은 선임된 대리인이나 대표자에게만 송부됩니다. "Telephone No. 및 Facsimile No." 란에는 전화 및 팩스번호를 적되, 국가코드 및 지역코드도 함께 적습니다.

4) “Applicant’s registration No. with the office”란에는 특허청에서 부여한 특허고객번호가 있는 경우에는 이를 적을 수 있습니다.

5) “State(that is, country) of nationality”란에는 출원인의 국적을 적되, 국가의 국명 또는 “WIPO Standard ST.3과 PCT Applicant’s Guide Annex A”에 따른 2문자 코드로 적습니다.

6) “State(that is, country) of residence”란에는 출원인의 거주국명을 적되, 국가의 국명 또는 “WIPO Standard ST.3과 PCT Applicant’s Guide Annex A”에 따른 2문자 코드로 적습니다. 법인의 경우에는 실질적인 영업소가 있는 국가의 국명 또는 2문자 코드를 적습니다.

7)	“This person is applicant for the purposes of”란에는 위 출원인이 어느 지정국에 대한 출원인인지를 해당하는 □ 안에 X표시하되, 한 가지만 표시합니다. 네 번째 □ 안에 X표시한 경우에는 Supplemental Box에 지정국명과 함께 출원인의 성명 또는 명칭을 다시 적습니다.

라. “Box No.Ⅲ FURTHER APPLICANT(S) AND/OR (FURTHER) INVENT OR(S)”란에는 공동출원인 또는 발명자를 적되 다음 요령에 따릅니다.

1) 이 난의 오른쪽의 “This person is”란에는 적은 자가 출원인인지 발명자인지 또는 출원인인 동시에 발명자인지를 해당하는 □ 안에 X표시합니다.

2) 그 외는 다목의 1), 4), 5), 6), 7)과 같습니다.

마. “Box No.Ⅳ AGENT OR COMMON REPRESENTATIVE; OR ADDRESS FOR CORRESPONDENCE”란은 다음 요령에 따라 적습니다.

1) 대리인 또는 대표자가 선임된 경우에는 대리인인지 대표자인지의 여부를 해당하는 □ 안에 X표시하고, 그 사람의 성명(대리인의 경우에는 성명 또는 명칭) 및 주소를 적습니다. 통지는 대리인 또는 대표자의 주소로 행해집니다.

2) 복수의 대리인을 적으려는 경우에는 통지를 받을 대리인을 맨 위에 적습니다.

3) “Agent’s registration No. with the Office”란에는 특허청에서 부여한 대리인번호가 있는 경우에는 이를 적을 수 있습니다.

4) 대리인 또는 대표자를 선임하지 않았으며, 특정의 주소로 통지받고 싶을 경우에는 그 주소를 적고, 마지막 □ 안에 X표시합니다.

5) "E-mail address"란에 대해서는 다목의 3)과 같습니다.

바. “Supplemental Box”란은 적으려는 모든 사항을 해당란에 적지 못한 경우에 사용하며, 각 용지에는 원칙적으로 말소ㆍ정정ㆍ덧쓰기 및 줄 삽입을 하여서는 아니 됩니다.

사. “Box No.Ⅴ DESIGNATIONS”란은 다음과 같은 요령에 따라 적습니다. 조약규칙 4.9(b)에 해당하는 일부 국가에 대하여 지정에서 제외하려는 경우, 제외하려는 해당국 앞의 □ 안에 Ⅹ표시합니다.

아. “Box No.Ⅵ PRIORITY CLAIM”란은 다음 요령에 따라 적습니다.

1) 우선권주장의 기초가 된 선출원의 출원일, 출원번호 및 출원국명(지역특허청 또는 수리관청)을 해당란에 적습니다.

2) 우선권주장이 4 이상인 경우에는 “Supplemental Box”에 추가적으로 적습니다.

3) 우선일부터 16개월 이내에 우선권주장의 기초가 된 선출원의 인증사본(우선권서류)을 국제사무국이 전자도서관을 통하여 입수하거나 특허청(수리관청)이 준비하여 국제사무국에 송부하여 주기를 원하는 경우에는 요청하려는 서류의 해당항목 □ 안에 Ⅹ표시합니다.

4) 날짜는 서기에 의한 일ㆍ월ㆍ년을 적은 후 괄호 안에 일ㆍ월ㆍ년의 숫자를 순서에 따라 각각 아라비아숫자로 표시하고, 일 및 월의 숫자 뒤에 마침표, 사선 또는 하이픈을 붙입니다.

[예] 04 September 1997(04.09.1997), 04 September 1997(04/09/1997) 또는 04 September 1997(04-09-1997). 다른 기원 또는 역을 사용하는 경우에는 서기에 의한 일자를 함께 씁니다.

자. “Box No.Ⅶ INTERNATIONAL SEARCHING AUTHORITY”란은 다음 요령에 따라 적습니다.

1) 국제조사를 수행할 권한 있는 국제조사기관이 둘 이상인 경우에는 해당 국제조사기관을 표시합니다(이 때는 두문자 코드로 표시하여도 됩니다).

2) “Box No. VII USE REFERENCE TO THAT SEARCH”란은 다음 요령에 따라 적습니다.

ⓛ “1. Request by the applicant under Rule 4.12” 란의 1.1항목은 국제출원한 발명에 대한 선조사가 있고 이에 대한 활용을 요청하려는 경우에 적으며 해당 항목 □ 안에 Ⅹ표시합니다.

- 위 요청에 대하여 국제조사기관이 이를 쉽게 검색할 수 있도록 선조사가 행해진 출원의 출원일, 출원번호 및 선조사를 행한 기관 또는 관청을 적습니다.

- 국제출원과 선조사가 행해진 출원이 언어상의 이유를 제외하고 실질적으로 같은 경우 “Statement (Rule 4.12(ii))” 항목 □ 안에 Ⅹ표시합니다.

② “1.2 Submission of the earlier search results, where necessary”란의 “Availability of documents(Rule 12bis1(c) 및 (d) 및 12 bis 2(b))” 항목은 국제조사기관이 입수할 수 있으므로 출원인이 제출할 필요가 없는 서류가 있는 경우 □ 안에 Ⅹ표시를 하고 각 해당 항목 □ 안에 Ⅹ표시합니다.

③ “Request from the applicant to the receiving Office to transmit to ths ISA a copy of the earlier search results” 항목은 선조사가 국제조사기관이 아닌 수리관청에서 행해진 경우, 수리관청에 대하여 해당 서류를 국제조사기관에 송부하여 줄 것을 요청하는 경우 해당 항목 □ 안에 Ⅹ표시합니다.

④ “2. Transmission of the earlier search and classification results to the ISA by receiving Office where the applicant DID NOT make a request under Rule 4.12” 란의 2.1 항목은 국제출원이 선출원의 우선권 주장을 포함하며 해당 선출원에 대한 조사 및 분류를 수리관청에서 행하였거나 수리관청이 입수 가능한 경우 국제조사기관에 송부하게 됨을 나타내는 란입니다.

⑤ “2.2 Request not to transmit the earlier search results by the receiving Office to the ISA(Rule 23bis2(b))” 항목은 한국은 해당사항이 없으므로 표시하지 않습니다.

⑥ “2.3 Authorization to transmit the earlier search and classification results by the receiving Office to the ISA(Rule 23bis2(a) 및 (e))” 항목은 다음 요령에 따라 해당 항목 □ 안에 Ⅹ표시합니다.

- “to authorize the receiving Office to transmit the results of the earlier search and classification th the ISA(Rule 23bis2(e))” 항목은 한국은 해당사항이 없으므로 표시하지 않습니다.

- “to authorize the receiving Office to transmit the results of the earlier international search and classification to the ISA(Rule 23bis2(a) 및 조약 30(2)(a) 및 (3))” 항목은 우선권 주장의 기초가 된 선출원이 국제출원이고 국제조사가 행해졌으며 해당 국제조사를 수행한 기관이 제7기재란에 기재된 국제조사기관과 다른 경우, 수리관청에서 선국제조사 및 분류 결과를 국제조사기관에 송부하는 것에 동의 할 때 □ 안에 Ⅹ표시합니다. 이때 선출원에 해당하는 국제출원의 출원일, 출원번호 및 선출원 기관 또는 관청을 상단의 해당하는 난에 적습니다.

차. “Box No.Ⅷ DECLARATIONS”란에는 선언서를 첨부하는 경우에 해당 □ 안에 Ⅹ표시하고 오른쪽의 “Number of declarations”란에는 해당 선언서의 제출부수를 적습니다.

카. “Box No.Ⅷ (ⅰ)∼(ⅴ)의 각 DECLARATION”란

1) “Box No.Ⅷ (ⅰ) DECLARATION: IDENTITY OF THE INVENTOR”란은 다음과 같이 적습니다.

① Box No. VIII(i) DECLARATION: IDENTITY OF THE INVENTOR (발명자의 신원에 관한 선언)

- 용도:　발명자의 신원에 관한 선언을 할 때 사용되며, Box No. II 또는 III에 단지 발명자(inventor only)로 또는 출원인 겸 발명자(applicant and inventor)로 적은 경우에는 해당 선언서를 작성할 필요가 없습니다.

- 표준문구

“Declaration as to the identity of the inventor (Rules 4.17⒤ and 51bis.1⒜ ⒤):

in relation to [this] international application [No. PCT/...],

... (name) of ... (address) is the inventor of the subject matter for which protection is sought by way of [the] [this] international application

※ 한역(韓譯)

“발명자의 신원에 관한 선언(조약규칙 4.17(i) 및 51bis.1(a)(i)):

해당 국제출원[관련 국제출원번호....]과 관련하여,

...(주소)의 ...(성명)은 해당 국제출원에서 보호받으려는 대상기술에 대한 발명자이다.

② Box No. VIII(ii) DECLARATION: ENTITLEMENT TO APPLY FOR AND BE GRANTED A PATENT (특허출원 및 특허를 받을 출원인의 자격에 관한 선언)

- 용도: 특허출원 및 특허를 받을 출원인의 자격에 관한 선언을 할 때 사용합니다.

- 표준문구

“Declaration as to the applicant's entitlement, as at the international filing date, to apply for and be granted a patent  (Rules 4.17(ⅱ) and 51bis.1⒜(ⅱ)), in a case where the declaration under Rule 4.17(ⅳ) is not appropriate:”

in relation to [this] international application [No. PCT/...],

...(name) is entitled to apply for and be granted a patent by virtue of the following:

(ⅰ) ... (name) of ... (address) is the inventor of the subject matter for which protection is sought by way of [the][this] international application

(ⅱ) ... (name) [is] [was] entitled as employer of the inventor, ... (inventor's name)

(ⅲ) an agreement between ... (name) and ... (name), dated ...

(ⅳ) an assignment from ... (name) to ... (name), dated ...

(ⅴ) consent from ... (name) in favor of ... (name), dated ...

(ⅵ) a court order issued by ... (name of court), effecting a transfer from ... (name) to ... (name), dated ...

(ⅶ) transfer of entitlement from ... (name) to ... (name) by way of ... (specify kind of transfer), dated ...

(ⅷ) the applicant's name changed from ... (name) to ... (name) on ... (date)

※ 한역(韓譯)

“조약규칙 4.17(iv)에 따른 선언이 부적절한 경우, 국제출원일 당시 특허출원 및 특허를 받을 출원인의 자격에 대한 선언(조약규칙 4.17(ii) 및 51bis.1(a)(ii)) :

해당 국제출원[관련 국제출원번호....]과 관련하여,

...(성명)은 다음에 의하여 특허출원 및 특허를 받을 자격이 있다.

(ⅰ) ...(주소)의 ...(성명)은 이 국제출원에서 보호받으려는 대상기술에 대한 발명자이다

(ⅱ) ...(성명)은 ...(발명자 성명)발명자의 고용주로서 자격이 있다.

(ⅲ) ...날짜에 ...(성명)과 ...(성명)사이의 동의

(ⅳ) ...날짜에 ...(성명)로부터 ...(성명)에게 양도

(ⅴ) ...날짜에 ...(성명)을 위한 ...(성명)로부터 동의

(ⅵ) ...날짜에 ...(성명)로부터 ...(성명)에게 양도하라는 ...(법원 이름)이 발부한 법원명령

(ⅶ) ...날짜에 ...(양도의 종류 기재)방법에 따라 ...(성명)로부터 ...(성명)에게 권리의 양도

(ⅷ) ...날짜에 ...(성명)로부터 ...(성명)로 출원인의 성명이 변경

- 기재요령

ㆍ 해당 선언서는 국제출원일 전에 이루어진 경우에만 적용할 수 있습니다.

ㆍ 해당 선언서는 발명자에 관한 기재가 Box. No. II 또는 III에 없을 경우에는 발명자의 신원에 관한 선언서와 합하여 1부로 작성할 수도 있습니다. 이 경우 도입문장은 다음과 같이 적습니다.

“Combined declaration as to the applicant's entitlement, as at the international filing date, to apply for and be granted a patent (Rules 4.17(ⅱ) and 51bis.1⒜(ⅱ)) and as to the identity of the inventor (Rules 4.17(ⅰ) and 51bis.1⒜(ⅰ)), in a case where the declaration under Rule 4.17(ⅳ) is not appropriate:”

ㆍ 1부로 작성할 경우 나머지 문장은 특허출원 및 특허를 받을 출원인의 자격에 관한 선언서의 표준문구로 적습니다.

③ Box No. VIII(iii) DECLARATION: ENTITLEMENT TO CLAIM PRIORITY (우선권주장을 위한 출원인 자격에 관한 선언)

- 용도

선출원의 우선권주장을 위한 출원인의 자격에 관한 선언을 할 경우 사용합니다.

- 표준문구

“Declaration as to the applicant's entitlement, as at the international filing date, to claim the priority of the earlier application specified below, where the applicant is not the applicant who filed the earlier application or where the applicant's name has changed since the filing of the earlier application (Rules 4.17(ⅲ) and 51bis.1⒜(ⅲ)):

in relation to [this] international application [No. PCT/...],

... (name) is entitled to claim priority of earlier application No. ...  by  virtue of the following:

(ⅰ) the applicant is the inventor of the subject matter for which protection was sought by way of the earlier application

(ⅱ) ... (name) [is] [was] entitled as employer of the inventor, ... (inventor's name)

(ⅲ) an agreement between ... (name) and ... (name), dated ...

(ⅳ) an assignment from ... (name) to ... (name), dated ...

(ⅴ) consent from ... (name) in favor of ... (name), dated ...

(ⅵ) a court order, issued by ... (name of court), effecting a transfer from ... (name) to ... (name), dated ...

(ⅶ) transfer of entitlement from ... (name) to ... (name) by way of ... (specify kind of transfer), dated ...

(ⅷ) the applicant's name changed from ... (name) to ... (name) on ... (date)

※ 한역(韓譯)

“국제출원일 당시, 출원인이 선출원을 한 출원인이 아닌 경우 또는 출원인의 이름이 선출원을 제출한 후 변경된 경우에는 다음과 같이 적은 선출원의 우선권주장을 위한 출원인의 자격에 관한 선언(조약규칙 4.17(iii) 및 51bis.1(a)(iii)) :

해당 국제출원[관련 국제출원번호....]과 관련하여,

...(성명)은 다음에 의하여 선출원 번호... 에 대하여 우선권을 주장할 자격이 있다.

(ⅰ) 출원인은 선출원에서 보호받으려는 대상기술에 대한 발명자이다.

(ⅱ) ...(성명)은 ...(발명자 성명)발명자의 고용주로서 자격이 있다.

(ⅲ) ...날짜에 ...(성명)과 ...(성명)사이의 동의

(ⅳ) ...날짜에 ...(성명)로부터 ...(성명)에게 양도

(ⅴ) ...날짜에 ...(성명)을 위한 ...(성명)로부터 동의

(ⅵ) ...날짜에 ...(성명)로부터 ...(성명)에게 양도하라는 ...(법원 이름)이 발부한 법원명령

(ⅶ) ...날짜에 ...(양도의 종류 기재)방법에 따라 ...(성명)로부터 ...(성명)에게 권리의 양도

(ⅷ) ...날짜에 ...(성명)로부터 ...(성명)로 출원인의 성명이 변경

- 기재요령

ㆍ 해당 선언서는 국제출원일 전에 이루어진 경우에만 적용할 수 있습니다.

ㆍ 해당 선언서는 우선권이 주장된 선출원을 한 출원인의 명의 또는 명칭이 후출원을 한 출원인의 명의 또는 명칭과 다른 경우(예를 들면, 다섯 명의 출원인이 있는 출원에서 그 중 한 명이 선출원에 적은 출원인과 다른 경우)에만 적용됩니다.

④ Box No. VIII(iv) DECLARATION: INVENTORSHIP (only for the purposes of the designation of the United States of America) (미국지정을 위한 발명자에 관한 선언)

- 용도: 미국을 지정한 경우에만 적는 선언서입니다..

- 표준문구

해당 선언서의 표준문구는 출원서에 정해진 양식에 따릅니다.

- 기재요령

ㆍ 비록 모든 발명자가 선언서에 서명을 하지 않은 경우에도 모든 발명자의 이름을 적으며, 각 발명자의 주소, 거주지 등과 같은 사항도 적습니다.

ㆍ 선언을 정정 또는 추가할 경우에도 이 선언서를 사용하되, 제목은 “Supplemental declaration of inventorship (Rule 4.17(iv) and 51bis. 1(a)(iv))”로 적습니다.

⑤ Box No. VIII(v) DECLARATION: NON-PREJUDICIAL DISCLOSURES OR EXCEPTIONS TO LACK OF NOVELTY (권리훼손이 없는 공개 또는 신규성 상실의 예외에 관한 선언)

- 용도: 신규성 의제에 관한 선언을 할 때 사용합니다.

- 표준문구

“Declaration as to non-prejudicial disclosures or exceptions to lack of novelty (Rules 4.17(v) and 51bis.1(a)(v)):

in relation to [this] international application [No.PCT/...],

...(name) declares that the subject matter claimed in [the] [this] international application was disclosed as follows:

(ⅰ) kind of disclosure (include as applicable):

⒜ international exhibition

⒝ publication

⒞ abuse

⒟ other: ... (specify)

(ⅱ) date of disclosure: ...

(ⅲ) title of disclosure (if applicable): ...

(ⅳ) place of disclosure (if applicable): ...

※ 한역(韓譯)

“권리훼손이 없는 공개 또는 신규성 상실의 예외에 관한 선언(조약규칙 4.17(v) 및 51bis.1(a)(v)):

해당 국제출원[관련 국제출원번호....]과 관련하여,

...(성명)은 해당 국제출원에서 주장한 발명의 대상기술이 다음과 같이 공개되었음을 선언한다:

(ⅰ) 공개의 종류(해당하는 경우 포함)

(a) 국제박람회

(b) 공개

(c) 주장된 발명의 남용

(d) 기타: ...(기재)

(ⅱ) 공개일: ...

(ⅲ) 공개의 명칭(있는 경우): ...

(ⅳ) 공개 장소(있는 경우): ...

- 기재요령

ㆍ 항목 (i)의 (a)(b)(c) 또는 (d), 항목 (ii)는 반드시 적어야 합니다.

ㆍ 항목 (iii)과 (iv)는 관련 상황이 있는 경우 적을 수 있습니다.

타. “Box No.Ⅸ CHECK LIST for PAPER filings - this sheet is only to be used when filing an international application on PAPER”란은 다음 요령에 따라 적습니다.

1) 국제출원의 각 구성서류의 면수를 표시하고, 첨부서류가 있는 경우에는 해당하는 □ 안에 X표시하고 그 제출부수를 적습니다. 국제출원이 핵산염기 및/또는 아미노산 서열의 개시를 포함하는 경우 해당 서열들은 WIPO 표준 ST.26을 준수하여 서열목록으로 제시되어야 하고 서열목록 전자파일을 제출해야 합니다. 서열목록 전자파일이 너무 커서 수리관청의 온라인 출원시스템에 업로드하는 것이 불가능한 경우 출원인은 해당 수리관청이 인정하는 물리적 매체로 제출하고 그 매체의 유형 및 수를 명시할 수 있으며, 서열목록을 포함하는 국제출원이 서면으로 제출되는 경우 그 서열목록은 "서열목록"으로 표시한 물리적 매체로 제출하며 그 매체의 그 유형 및 수를 명시해야 합니다.

2) 국제공개 시 요약서와 함께 공개하도록 대표되는 도의 번호를 적습니다.

3) 명세서 및 청구범위를 작성한 언어를 국제출원의 출원 언어란에 적습니다.

파. “Box No.Ⅹ SIGNATURE OF APPLICANT, AGENT OR COMMON REPRESENTATIVE”란에는 출원인의 위임장에 의해 대리인 또는 대표자를 선임한 경우에는 그 대리인 또는 대표자가, 그 밖의 경우에는 출원인이 기명을 한 후 서명 또는 날인해야 합니다.

3. 전자문서 이용 시 유의사항

가. 전자출원소프트웨어에서 작성한 위임장을 전자적으로 제출하려는 경우에는 인장이미지를 팩시밀리서명 방식에 의하여 첨부하여 제출할 수 있습니다.

나. 포괄위임장을 전자적으로 제출하려는 경우에는 국제특허협력조약시행세칙 Annex F 3.1.3.1을 따르는 TIFF 형식으로 첨부하여 제출할 수 있습니다.